SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here

SEBI Registration Details

RIA Name: Sriram Jayaraman | RIA No: INA200011976 | Regn. Type: Individual | Validity: Perpetual | Registered Address: B207, Chartered Madhura Apts, Uttarahalli main road, Bangalore 560061.

Regulatory Complaints Disclosure

SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed here, and the common Online Dispute Resolution Portal, which facilitates online arbitration for resolution of disputes arising in the Indian Securities Market can be accessed here.

Data as of last month ending : April 30, 2024

S.No.Received fromPending as of last monthReceivedResolved*Total Pending#Pending > 3 monthsAverage Resolution time^
1.Directly from investors000000
2.SEBI - Scores000000
3.Other Sources000000
Total000000

Trend of Monthly disposal of complaints

S.No.MonthCarried forward from previous monthReceivedResolved*Pending#
1.Apr 20240000
2.May 2024
3.Jun 2024
4.Jul 2024
5.Aug 2024
6.Sep 2024
7.Oct 2024
8.Nov 2024
9.Dec 2024
10.Jan 2025
11.Feb 2025
12.Mar 2025
Total0000

Trend of Annual disposal of complaints

S.No.YearCarried forward from previous yearReceivedResolved*Pending#
1.2018-190000
2.2019-200000
3.2020-210000
4.2021-220000
5.2022-230000
6.2023-240000
7.2024-250000
Total0000

* Inclusive of complaints of previous months/years resolved during the current month/year | ^ Time in days | # Inclusive of complaints pending as on the last day of the month/year

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S.No.Financial YearCompliance Audit StatusRemarks, if any
1.FY 2020-21ConductedN/A
2.FY 2021-22ConductedN/A
3.FY 2022-23ConductedN/A

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, displayed below for your reference