SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here

SEBI Registration Details

RIA Name: Sriram Jayaraman | RIA No: INA200011976 | Regn. Type: Individual | Validity: Perpetual | Registered Address: B207, Chartered Madhura Apts, Uttarahalli main road, Bangalore 560061.

Regulatory Complaints Disclosure

SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed here.

 

Data as of last month ending : July 31, 2023

S.No.Received fromPending as of last monthReceivedResolved*Total Pending#Pending > 3 monthsAverage Resolution time^
1.Directly from investors000000
2.SEBI - Scores000000
3.Other Sources000000
Total000000

Trend of Monthly disposal of complaints

S.No.MonthCarried forward from previous monthReceivedResolved*Pending#
1.Apr 20230000
2.May 20230000
3.Jun 20230000
4.Jul 20230000
5.Aug 2023
6.Sep 2023
7.Oct 2023
8.Nov 2023
9.Dec 2023
10.Jan 2024
11.Feb 2024
12.Mar 2024
Total0000

Trend of Annual disposal of complaints

S.No.YearCarried forward from previous yearReceivedResolved*Pending#
1.2018-190000
2.2019-200000
3.2020-210000
4.2021-220000
5.2022-230000
Total0000

* Inclusive of complaints of previous months/years resolved during the current month/year | ^ Time in days | # Inclusive of complaints pending as on the last day of the month/year

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:

S.No.Financial YearCompliance Audit StatusRemarks, if any
1.FY 2020-21ConductedN/A
2.FY 2021-22ConductedN/A
3.FY 2022-23In-progressN/A

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, displayed below for your reference